[Form No. 1] (2013.6.10. 개정)

Acquisition of Newly Issued Stock by a Foreign Investor

※ Please fill out this report with reference the tips on the back and Mark a □  in a applicable item in [ ]

(Page 1)

Number of Receipt

Date of Receipt

Date of Completion

Term of Completion

Immediate

Foreign Investor

① Name

② Address

③ Nationality

Foreign-

Invested

Enterprise

④ Name

Korean

English

⑤ Capital   (Contribution)

Before Acquisition (Contribution):

Won

After Acquisition (Contribution):

Won

⑥ Business Registration

No. (Headquarters)

⑦ Address

Headquarters

Telephone

Factory (Place of Business)

Telephone

Location of Investment

Telephone

⑧ Intended Business

※Sub-Class of KSIC(Korea Standard Industry Code) (for the Delegated Agency□s use only)

Information

⑨ Amount and Percentage of Present Foreign Investment

Acquisition Price:                Won (USD                ),    %

⑩ Type of Investment

[ ]Corporation([ ]new, [ ]increase)

[ ]Establishing Unincorporated Private Enterprise([ ]new, [ ]increase)

[ ]Contribution to Non-Profit Corporation([ ]new, [ ]increase)

⑪ Purpose of

Investment

[ ]Establishing Factory

[ ]Establishing Place of Business

[ ]Merger or Acquisition

⑫ Form of

Investment

[ ]Cash,[ ]Capital in Kind

[ ]Stock,[ ]Real Estate

[ ]Bond,[ ]Industrial

Property Rights

Cash Amount

Won

(USD                     )

Capital in Kind

Won

(USD                     )

Other

Won

(USD                     )

⑬  Details of Stock (Shares) to be Acquired

Type

Par Value per Stock (Share)

Acquisition Price per Stock (Share)

Quantity

Total Par Value of All Stocks

Total Acquisition Price

⑭ Amount and Percentage of Foreign Investment After Acquisition

Par Value of Stock:             Won

%

Acquisition Price:            Won (USD           )

⑮ Number of Jobs to be Created

In accordance with the Regulations stipulated in [ ] Article 5, Paragraph 1 / [ ] Article 8-2, Paragraph 1, of the Foreign Investment Promotion Act, the above notification is made.

Year         Month         Day장

Applicant

(Signature or Seal)

(or Power of Attorney)

(Telephone :                    )

For the Delegated Authority

For the Applicant

Notification No.:

The above notification is confirmed.

Year         Month         Day장

Delegated Authority	Seal

210mm□297mm[White Paper 80 g/□]

(Page 2)
Required Documents		1. Proof of the monetary value of an Intellectual Property Right issued by a technology evaluation authority as stipulated in Article 39, Paragraph 2, of the Enforcement Decree of the Foreign Investment Promotion Act. (Only necessary if Article 2, Paragraph 1, Item 8, Sub-Item □Ra,□ of the Foreign Investment Promotion Act applies.) 2. Proof of the assets remaining after liquidation of a branch or representative office. (Only necessary if Article 2, Paragraph 1, Item 8, Sub-Item □Ma,□ of the Foreign Investment Promotion Act applies.) 3. Proof of the amount the applicant has repaid against a domestic or overseas loan. (Only necessary if Article 2, Paragraph 1, Item 8, Sub-Item □Ba,□ of the Foreign Investment Promotion Act applies.) 4. Proof that the stocks in question fall under the jurisdiction of Article 2, Paragraph 10, of the Enforcement Decree. (Only necessary if Article 2, Paragraph 1, Item 8, Sub-Item □Sa,□ of the Foreign Investment Promotion Act applies.) 5. Proof that the investor has duly registered all capital transactions involving the real estate to be invested, pursuant to Article 18 of the Foreign Exchange Law. (Only necessary if Article 2, Paragraph 1, Item 8, Sub-Item □A,□ of the Foreign Investment Promotion Act applies.) 6. Any contract falling under the jurisdiction of Article 2, Paragraph 2, Item 2, of the Enforcement Decree. (Only necessary if the above-mentioned Item applies.) 7. Proof of the amount received through the sale of stock (shares) or real estate. (Only necessary if Article 2, Paragraph 11, of the Enforcement Decree applies.) 8. Proof that the non-profit corporation in question falls under the jurisdiction of Article 2, Paragraph 6, of the Enforcement Decree. (Only necessary if Article 2, Paragraph 1, Item 4, Sub-Item □Da,□ of the Foreign Investment Promotion Act applies.) 9. Proof that the non-profit corporation in question falls under the jurisdiction of Article 2, Paragraph 7, of the Enforcement Decree. (Only necessary if Article 2, Paragraph 1, Item 4, Sub-Item □Ra,□ of the Foreign Investment Promotion Act applies.) 10. Proof of the foreign investor□s nationality. (Only necessary the first time the foreign investor makes an investment.)															Processing Fee
																	Exempt
Notice
This notification does not confirm the arrival of the investment. When any authorization, permission or notification is required by another law, the applicant must meet the requirements prescribed under that law.
Procedure
	Notification				□		Acceptance		□	Review and Confirmation		□	Issuance of Certification		□	Receipt
	Applicant						Delegated Authority			Delegated Authority			Delegated Authority			Applicant

(Page 3)

Instructions

①∼③ A □foreign investor□ is a foreign party (either a natural or legal person) who will own stocks (or shares) in accordance with the Foreign Investment Promotion Act. Please write the foreign investor□s name and address in Roman characters (English where applicable). If there are multiple foreign investors, list all their names, addresses and nationalities.

④ Please write the name of the company in which the foreign party intends to invest (including the company currently being established).

⑤ Write in Korean won the par value of all stocks (or shares) in the foreign-invested company, or the total amount he or she has contributed, both before and after the foreign investment.

⑥ Please provide the business registration number of the headquarters of the foreign-invested company.

⑦ Please specify the addresses of both the headquarters and the factory (or the place of business). If the company is in the manufacturing business, the applicant must provide the address of the factory. If there is more than one factory, please provide the address of the main factory. If the company is in a business other than manufacturing, please specify the place of business (or the research center). If there is more than one place of business, please provide the address of the main place of business.

⑧ Please indicate the intended purpose of the foreign-invested company. If the company intends to engage in several kinds of business, list the main ones up to a maximum of four.

⑨ Please state the acquisition price (U.S. dollars must be converted into Korean won at the exchange rate in effect on the date of the investment notification) that will be newly paid by the foreign investor, and express the increase as a percentage. This percentage represents the par value of the paid-in capital of the foreign investor (or the total amount the foreign investor has contributed) relative to the increased capital of the foreign-invested company (or the amount newly contributed to the non-profit corporation). If there are multiple foreign investors, specify this information for each investor.

⑩ Select one item for □main investment type□:

□Establishing corporation (new): A foreign investor participates in the establishment or capital increase of a purely domestic corporation

□Establishing corporation (increase): A foreign investor participates in the capital increase of a foreign-invested company.

□Establishing unincorporated private enterprise (new): A foreign investor invests in a private enterprise for the first time.

□Establishing unincorporated private enterprise (increase): A foreign investor makes an additional investment in a private enterprise.

□Contribution to non-profit corporation (new): A foreign investor participates in contribution to a purely domestic non-profit corporation.

□Contribution to a non-profit corporation (increase): A foreign investor participates in additional contribution to a foreign-invested non-profit  corporation.

⑪ Select one item for □main investment purpose□:

□Establishing factories: A foreign-invested company in the manufacturing business (or a company that operates both manufacturing and non-manufacturing businesses) will use the foreign investment funds for capital investment or operation of a business.

□Establishing place of business: A foreign-invested company in a non-manufacturing business will use the foreign investment funds to operate or expand its non-manufacturing business.

□Mergers or acquisitions: The company in question will use the foreign investment funds to acquire the shares or assets of other companies to secure management rights.

□Contributing to non-profit corporations: The foreign investment funds will be contributed to a non-profit corporation.

⑫ Specify the items in which the investment is being made, and specify the acquisition cost for each item. In case of stocks, real estate, bonds, and industrial property rights, mark [v] where applicable, and specify the acquisition cost.

*Note: In the event that the investment is being made in bonds, the investment must be made in kind and the bonds must have originated from a loan as defined in Article 2, Paragraph 1, Item 8, Sub-Item □Na,□ of the Foreign Investment Promotion Act, or from other overseas loans as stipulated in Article 2, Paragraph 1, Item 8, Sub-Item □Ba□ of the same Act

⑬ Please provide all relevant information about the stocks (or shares) that will be acquired by the foreign investor specified in section ①, except when the investment is in a non-profit corporation. The total acquisition amount must be consistent with the acquisition price specified in section ⑩. If there are multiple foreign investors, specify the necessary information for each investor.

⑭ Please calculate the par value by adding the par value of the existing investment by the foreign investor specified in section ① to the total par value specified in section ⑭ (except when investing in non-profit corporations), and calculate the acquisition price by adding the acquisition price of the existing investment by the foreign investor specified in section ① to the total acquisition price specified in section ⑩. Please express as a percentage the total value of all stocks (or shares) owned by the foreign investor specified in section ① (or the amount contributed by the foreign investor specified in section ①) relative to the total value of all stocks (or shares) issued by the company or total contributions received by the non-profit corporation. If there are multiple foreign investors, specify the relevant information for each investor.

⑮ Please specify the number of full-time jobs expected to be created by the investment.